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Investor Self-Certification 

Self-certification refers to a declaration or statement made by you, confirming your eligibility or status for this particular investment opportunity. 


We require self-certifications for regulatory and compliance purposes to ensure that you meet the specific criteria associated with the investment.

 

Carefully read the definitions and choose the relevant category that aligns with your experience and resources.

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Download and complete the appropriate statement and return it to us with your application form and supporting documents.

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Select Your Investor Category and Complete the Required Statement:

Restricted Investor

A restricted investor is an individual or entity that does not meet the criteria for being a high-net-worth or sophisticated investor. They may have limited experience in complex financial markets and investment products. Restricted investors are subject to certain regulatory limitations, often designed to protect them from high-risk investments that may not align with their financial capabilities or understanding. As a result, they may be excluded from participating in certain types of investments and may need to seek professional advice or education before doing so.

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Sophisticated Investor

A sophisticated investor is an individual or entity with a deep understanding of financial markets, investment strategies, and a high level of financial knowledge and experience. They are typically well-versed in complex and high-risk investment products and are capable of evaluating and managing the associated risks. Sophisticated investors often have a history of making informed investment decisions and may be eligible to participate in investment opportunities that require a higher level of financial sophistication.

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High-Net-Worth Investor

A high-net-worth investor is an individual or entity with substantial financial resources and assets. Typically, they have a net worth significantly above the average, often exceeding a specified threshold. High-net-worth investors are experienced in managing their finances and have the capacity to invest in a wide range of financial instruments, including high-risk and high-reward opportunities. They may have access to exclusive investment options and financial services due to their substantial wealth.

CONTACT
KWS LITIGATION

 

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OUR ADDRESS

75 King William Street, London. EC4N 7BE. 

Email: info@kwslitigation.co.uk
Tel:  0203 6037591

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DISCLAIMER

This website discloses information about investments tailored for specific qualifying investor classes and such content may not be suitable for all individuals. By accessing and using this website, you acknowledge and confirm that you fall into one of the following investor categories: a high-net-worth investor, a sophisticated investor or a restricted investor. Your use of this website signifies your agreement that you meet one of the investor categories as outlined above. Before proceeding with this opportunity, it is advisable to thoroughly understand the specifics of the non-market-dependent investment and consult a financial advisor to ensure alignment with your financial goals and risk tolerance. Your understanding of potential risk factors is crucial for making informed investment decisions. If you have any concerns or questions, please do not hesitate to seek clarification from our team. The information provided on this website is for general informational purposes only and should not be considered legal advice. While we make every effort to keep the information up to date and accurate, we make no representations or warranties of any kind, express or implied, about the completeness, accuracy, reliability, suitability, or availability with respect to the website or the information, products, services, or related graphics contained on the website for any purpose. Any reliance you place on such information is strictly at your own risk. In no event will we be liable for any loss or damage including without limitation, indirect or consequential loss or damage, or any loss or damage arising from loss of data or profits arising out of, or in connection with, the use of this website. Through this website, you can link to websites not controlled by KWS Law Ltd. We have no control over the nature, content, and availability of those sites. 

KWS Litigation is a trading style of KWS Law Limited Incorporated in England. Company Registration Number: 13397136
KWS Law Ltd., is a licensed body, authorised and regulated by the Solicitors Regulation Authority. SRA: 830165
Copyright© 2024 KWS Law Ltd. All Rights Reserved.

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